Karen A. Mohn

Chief Compliance Officer

Karen has over 30 years of experience in the investment advisory industry. For the past fifteen years she has served in her current role of Chief Compliance Officer.  She holds a BS in Finance from Canisius University.  Karen is responsible for mitigating risk and ensuring the firm is compliant with all SEC regulatory requirements and filings.  Her goal is to maintain a strong compliance program to protect the firm and its clients.